Senior Compliance Officer

Werkgever
DPA Compliance & Risk
Plaats
Amsterdam
Regio
Noord-Holland
Niche
Juridisch
Branche
Industrie
Dienstverband
Tijdelijk
Opleidingsniveau
WO
Ervaring
1-3 jaar
Aanstelling
Fulltime
Referentienummer
7557

Solliciteer op deze vacature Contact via LinkedIn

Je werkomgeving

 


The Compliance Department consists of a team of 6 professionals and support staff and is headed by the Director Compliance. The Compliance department is involved in a variety of topics to assist the company in mitigating compliance risks and in enhancing its reputation as a reliable business partner.


Functieomschrijving

PRIMARY ACCOUNTABILITIES

• Proposing drafts for rules and related processes: Coordinating the development of internal compliance policies and procedures and the implementation thereof;

• Explaining rules: Promoting and explaining compliance related rules, policies and procedures. Actively creating awareness and increased sense of responsibility among management and employees with regard to rules and compliance as a whole and developing and giving training regarding compliance related items;

• Monitoring rules: Coordinating the monitoring of compliance and the reporting thereof and taking of or advising on the mitigation measures;

• Enforcing rules: Coordinating proper responding on non-compliance;

• Supporting Director Compliance with managing department and compliance officers in the entities, organising team events, engagement, etc;

• Contributing to preparing the compliance budget and to manage such budget;

• Contributing to developing the Global compliance agenda annually;

• Contributing to an optimal relationship between the company and external authorities and regulators;

• Preparing the draft wording for regulatory submissions and other communications, incl. annual report, website, prospectuses, etc;

• Leading compliance programs and managing compliance related projects and managing the relationship with the entities;

• Leading and executing investigations;

• Contributing to the solving of compliance incidents and propose measures to prevent subsequent incidents;

• Supporting and advising on compliance in a.o. M&A or finance matters;

• Managing external advisers;

• Developing e-learnings and training material.

Functie-eisen


ORGANISATION KNOWLEDGDE, SKILLS AND EXPERIENCE


• Academic working and thinking level;

• At least 4-6 years of relevant working experience, preferably in a compliance function in the financial services industry (preferably with a risk oriented background);

• Strong analytical and problem solving skills;

• Delivering results with a customer focus;

• Exceptional communication and influencing skills to be effective across all levels in our international organisation;

• Flexible attitude, while knowing when to keep your back straight;

• Enterprising and self-starting;

• High ethical standards;

• Capable of understanding the nature of our business in the context of banking regulatory requirements in terms of compliance;

• Excellent writing and verbal communication skills in Dutch and English, other language skills is a pre;

• Ability to travel abroad occasionally.


Wij bieden

Marktconform

Bezoek www.dpa.nl voor meer informatie over de vacature Senior Compliance Officer of solliciteer online op de vacature Senior Compliance Officer.

Solliciteer op deze vacature Contact via LinkedIn


 

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